Grievance Redressal Process

“investment in the stock market is subject to market risk, we DO NOT offer any guaranteed profit services or Fixed Returns Services. We DO NOT provide any assurance or guarantee of profit or returns with any of our services. Trading in the Stock Market may result in Partial or Complete loss of Gains as well as Initial Capital. Before taking our Research Alerts Services and any services of Balaji Stock Expert firm, Clients should read carefully the Disclaimer, Legal disclaimer, terms and conditions, refund policy and other policies of our company. We do not provide any recommendation or any services through Telegram/ Instagram/Etc . We DO NOT accept payment of Research Alerts Service fee in any personal or Individual bank account, all payments made should be done in Balaji Stock Expert current account only”…………………. “investing and Trading in stock market is risky. It Involves both profit and loss, Due to leverage both profit and loss are exaggerated, our research service gives research alerts for trading ideas in which both target and stop loss is mentioned, however execution of trade is solely the responsibility of the client. We DO NOT provide any trade execution services. All our research alerts are to be considered only as a reference tool and clients should not consider our research alerts as Personal Investment/Trading Advice in any condition. We DO NOT take any responsibility for any losses that the User may incur.”

Process We believe that Investor service is a vital element for sustained business growth and we want to ensure that our Investors receive exemplary service across different touch points. Prompt and efficient service is essential for retaining existing relationships and therefore Investor satisfaction becomes critical to us, especially since we follow the Direct to Investor model. Investor queries and complaints constitute an important voice of Investor, and this policy details grievance handling through a structured grievance redressal framework. Grievance redressal is supported by a review mechanism, to minimize the recurrence of similar issues in future.

The Grievance redressal policy follows the following principles:

  1. Investors will be treated fairly at all times
  2. Complaints raised by Investors will be dealt with courtesy and in a timely manner
  3. Queries and Complaints will be treated efficiently and fairly.

The Research Analyst and employees work in good faith and without prejudice, towards the interests of the Investors.

The Research Analyst has a dedicated Client Servicing Team which is responsible for timely and prompt communication with our clients, while having an open attitude towards service recovery, and providing alternate solutions to investors, thus ensuring healthy relationships with our clients. The Client Servicing Team compliance@balajistockexpert.in

Grievance Redressal Mechanism.

Client’s queries / complaints may arise due to lack of understanding or a deficiency of service experienced by clients. Deficiency of service may include lack of explanation, clarifications, understanding which escalates into shortfalls in the expected delivery standards, either due to inadequacy of facilities available or through the attitude of staff towards client.

  • Clients can seek clarification to their query and are further entitled to make a complaint in writing, orally or telephonically. An email may be sent to the Client Servicing Team at compliance@balajistockexpert.in. Alternatively, the Investor may call on our customer care number – 9082221200
  • Clients can call on our Compliance officer number – 9082221200 or alternatively, the Investor may write to the Research Analyst team at

compliance@balajistockexpert.in  and the client can expect a reply within 10 business days of approaching the Research Analyst team and if the Investor does not receive a response within 10 business days of writing to the Client servicing team.

ODR Portal could be accessed, if unsatisfied with the response. Your attention is drawn to the SEBI circular no SEBI/HO/OIAE_IAD-1/P/CIR/2023/131 dated July 31,2023, on “Online Resolution of Dispute in the Indian Securities Market”.

A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. ODR Portal can be accessed via the following link – https://smartodrin/.

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